The Meaning of Roman History to Britain, Italy, and Germany on the Eve of the Second World War

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Yesterday, on June fourth, 1944, Rome fell to American and Allied troops. The first of the Axis capitals is now in our hands. One up and two to go! It is perhaps significant that the first of these capitals to fall should have the longest history of all of them. The story of Rome goes back to the time of the foundations of our civilization. We can still see there monuments of the time when Rome and the Romans controlled the whole of the then known world. That, too, is significant, for the United Nations are determined that in the future no one city and no one race will be able to control the whole of the world… But Rome is of course more than a military objective. Ever since before the days of the Caesars, Rome has stood as a symbol of authority. Rome was the Republic. Rome was the Empire. Rome was and is in a sense the Catholic Church, and Rome was the capital of a United Italy. Later, unfortunately, a quarter of a century ago, Rome became the seat of Fascism — one of the three capitals of the Axis… Italy cannot grow in stature by seeking to build up a great militaristic empire. Italians have been overcrowded within their own territories, but they do not need to try to conquer the lands of other peoples in order to find the breath of life. Other peoples may not want to be conquered.[1](Franklin Delano Roosevelt)

The thematic content of this radio address by President Roosevelt speaks to the remarkable breadth and occasional notoriety of the legacy of the ancient Romans among their heirs, students and emulators. Over the course of Rome’s long history, the city experienced so many diverse phases of development that cognizance of contemporary parallels to at least segments of its story served to enrich the Western imagination ever since the twilight of antiquity in the fifth century AD. As Roosevelt explained, “Rome” in fact epitomized many paradigms at once. It was, in turn, a monarchy overthrown by Senators demanding the right to self-determination; a Republic corrupted by civil war; a universal Empire unconquerable in battle; a perverse culture that oversaw the enslavement of millions of people and the exhibition of lurid spectacles that disgrace its legacy to this day; a magnificent civilization that tottered and fell; the spiritual mother of Byzantine Orthodoxy and Latin Catholicism; an insistent reverie in the minds of would be Caesars from Charlemagne to Mussolini; and a living nightmare in the hearts of their victims.

We shall see that for much of the late nineteenth and early twentieth centuries, Roman history was endlessly adapted and reinterpreted through the prism of contemporary political beliefs about race, empire, and military might. For the British, the civilization’s rise often inspired a sense of pride in the value of struggling against all odds to maintain a polyglot global empire, and Rome’s fate served as a reminder that Civilization succumb to barbarism in the absence of proper vigilance. For the Italians, the nationalist unity of Augustan Italy (27 BC-14 AD) and the glory of the period’s art, poetry, and political precedents served as vital thematic inspirations for the development of Fascist doctrine as we know it (the name “Fascism” itself was of course a reference to the bundles of rods and axes grasped by Roman lictors, symbolic of the authority of magistrates to inflict absolute punishment in the name of the law.) Finally, at the hands of German propagandists, the fall of Rome was portrayed not as the result of barbarian invasions from Teutonic lands, but rather the inevitable consequence of infiltration by Jews and other provincial peoples flooding the supposedly Aryan hinterland of the civilization and weakening its very genetic fabric.

Considering the uses and abuses of Roman imagery in the first half of the twentieth century, it seems remarkable that references to the ancient civilization continued to enrich the propaganda of Axis and Allied combatants alike. Although Britain was once conquered by the Romans and Italy was its mortal enemy in the Second World War, references to the valor of ancient Roman culture were continually spoken with pride by the leaders of a civilization that found itself at the heart of an empire even larger than that of the Caesars. Though Rome ultimately faltered militarily and was conquered by Gothic hordes, Mussolini and his cadre aggressively insisted that the new Italian Empire was the very embodiment of the ideals of Augustan Rome, Vergil’s predictions of eternal glory overshadowing the unsavory reality that the civilization ultimately collapsed upon itself. And despite the fact that Germany was never a lasting province of the Roman Empire and that Northern European warriors were in fact the very men who sacked the metropolises of the Empire and propelled Europe into the Dark Ages, even Hitler and his entourage could not resist grandiloquent comparisons between their Reich and the Latin Empire. The twin facts that Roman history is so diverse and that the study of its language and culture served as the foundation for classical educations throughout virtually every nation in Europe likely resulted in the abiding popularity of references to the ancient culture even among enemy nations whose people had historically served as Rome’s victims and destroyers.

The Importance of Roman Imagery to Victorian and Early Twentieth Century Britain

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For nearly three hundred years Britain, reconciled to the Roman system, enjoyed in many respects the happiest, most comfortable, and most enlightened times its inhabitants have had…In this period, almost equal to that which separates us from the reign of Queen Elizabeth I, well-to-do persons in Britain lived better than they ever did until late Victorian times… there was law; there was order; there was peace; there was warmth; there was food, and a long-established custom of life…To be a citizen of Rome was to be a citizen of the world, raised upon a pedestal of unquestioned superiority above barbarians or slaves.[2] (Winston Churchill)

The preceding Churchillian encomium portrays Britannia under the sway of the Pax Romana as a sort of progressive wonderland. The statesman explicitly calls the era “most enlightened” and suggests that, for the wealthy at least, the vita bona was unparalleled until the late nineteenth century. Churchill does not consider evidence that even the Georgian era was likely far more prosperous than antiquity, with luxuries made more widely available and basic goods cheaper than ever before in the thematic shadow of a sophisticated capitalistic structure, to say nothing of the benefits of improved medicine for rich and poor alike.[3] But the memory of Rome had always been associated with dazzling cultural heights, and the art of showering hyperbolic praise on the civilization boasted a lively tradition in English letters stretching to Gibbon and beyond. By the time of the outbreak of the Second World War, the glorification of ancient Roman imperialism as a noble, civilizing force coupled with an appreciation for the discipline required to maintain the scattered Empire were deeply engrained mainstays in the English educational system. Celebrated Britons lionized the ancient Romans and proudly compared their multi-racial, multi-national empire with its two thousand year old counterpart. Only after the First World War did a sense of ambivalence regarding the violence of Roman imperialism begin to come, subtly, into play in certain intellectual circles.

Writing of the pervasive influence of Roman classics on British education, Churchill declared that “not without pride” would the Romans discover that knowledge of Latin was necessary if one wished to enter the “famous universities.”[4] Influential educational theorists of the nineteenth century such as Thomas Arnold emphasized the importance of inculcating students with a love of ancient writers, also accentuating thoroughgoing training in the nuances of Classical philology; the discipline and confidence required to navigate the complex twists and turns of Latin syntax was said to be character forming. Criticism of the virtual deification of Classics at the expense of pragmatic sciences was voiced since the 1860s, but until the aftermath of the Second World War (and perhaps even beyond it, to the 1960s), it was widely believed by individuals perhaps self-consciously justifying their own youthful scholarly efforts that knowledge of Greco-Roman culture would uniquely “open the door to the study of literature and art and all politics, and are the foundation of the humanities; which, finally, are full of high types and examples of great deeds done and noble words said, peculiarly capable of impressing the mind in the impressionable years which mark the transition to adulthood.”[5] Until after the First World War, knowledge of Greek and Latin was required for admission to Oxford and Cambridge, to say nothing of its being essential to the acquisition of academic scholarships. In recognition of this reality, so-called public schools often focused their curriculums on Greco-Roman antiquity, and drilling in Latin formed an abiding if often monotonous tradition at leading institutions at Winchester, Eton, Harrow, Rugby, Shrewsbury, Charterhouse, and Westminster.[6] Knowledge of Latin and years’ worth of drilling in classical authors who sang the praises of Roman imperialism were also necessary for success in the Home Civil Service and Royal Military Academy. In this thematic context, the reverence paid to Rome by myriad British thinkers comes as no surprise.

Although many have written at length on the important of classical Greece to late Victorian British identity, even the arch-Hellenist Frank Turner admits that for long periods of history, Rome somehow clung more insistently to the imagination: “Roman law and literature…dominated Europe’s cultural experience. Roman walls, forts, bridges, baths, theaters, roads, and aqueducts could be found in Britain and across the continent…Even the broad Enlightenment appeal to antiquity had concentrated on Rome.”[7] Though eighteenth century German polymaths such as Winckelmann and Goethe had pioneered renewed enthusiasm for Athenian culture, Rome remained entrenched in the hearts of the British people who, like their ancient colonizers, found themselves a small nation at the center of a multinational, global empire. The notion of the Pax Britannica as a force for good on the world stage was closely modeled on the notion of the Pax Romana as a virtuous predecessor.

 

While eighteenth century French and American authors discovered archetypes worth emulating in the foundational legends of the Roman Republic as they struggled to win popular sovereignty, late nineteenth and early twentieth century British writers found sources of inspiration in the achievements of the autocratic Roman emperors. Writing on “The Imperial Ideal,” Sir John R. Seeley, Regius Professor of Modern History at Cambridge University, declared in 1883 that “there are many other good things in politics besides liberty,” and that the Romans in particular introduced “the modern brotherhood or loose federation of civilized nations”.[8] Echoing a generation of thinkers who praised their nation’s expansion into tropical climes as an example of the progress of modernism over barbarism, historians such as W. F. Monypenny described Roman expansion as “conquest that ultimately justified itself as a furtherance to civilization.”[9] The Earl of Cromer’s praise in 1910 for the Romans’ talent at integrating foreigners into their empire is also typical of a fawning mindset: “No modern Imperialist nation has… shown powers of assimilation at all comparable to those displayed by the Romans.”[10] Sir Charles Lucas lauded Rome’s racial harmony in particular, theorizing that a homogenous equality existed among all free men of the empire regardless of their ethnic backgrounds. Since slaves and freemen alike were of various colors, slavery itself was said to have contributed to a process of homogenization, drawing people of all ethnicities toward the imperial core, where they would eventually win their freedom and take their place as citizens. These emphases on class, color, and immigration were distinctly Victorian topoi.[11]

In contrast to German scholars who spoke of racial disharmony as the harbinger of Rome’s fall, there thus existed in Britain influential schools of thought that claimed quite the opposite—the strength of the Empire was its multi-national cohesion. Nevertheless, while progressive thinkers might have lauded the Romans for their color blindness, others found in antiquity a model validating the oppression of “barbarian” peoples. The notorious Cecil Rhodes enjoyed repeating the maxim of Marcus Aurelius: “Remember always that you are a Roman.” In fact, when ordering portrait busts of himself, he is said to have waxed lyrically upon similarities between his likeness and certain statues of Roman emperors.[12] For better or worse, Rome provided a model of despotic rule seemingly justified by the necessity of civilizing “barbarian” peoples, including, ironically, the ancestors of the British themselves. Nevertheless, a willingness to blindly emulate the methods of the Roman should not be overstated. In reference to Britain’s relationship with the English-speaking people of the dominions, historian Raymond Betts suggested that the Roman Empire was not worthy of comparison, since it was something “tyrannical and exploitive;” countries like Canada and Australia were predominantly inhabited by individuals of European stock, and there existed a sense that their people would not endure tyranny for long.[13] C. P. Lucas’s Greater Rome and Greater Britain (1912) is also typical of this trend when he writes at length about the difference between the administration of English-speaking dominions and tropical colonies—a constitutional framework is appropriate for the former, and paternalism for the latter.

Unfortunately, in the racially charged context of European men ruling over indigenous societies, some scholars were proud to look to Roman forbearers to justify their political control of other races. In 1883, the lecturer John Robert Seeley proclaimed that although Britain won its empire informally, there suddenly existed a moral duty to rule and civilize India, cautioning his audience to emulate the ancient Romans in their discipline but to resist their cardinal failure of developing tyranny at home as a response to expansion abroad.[14] The bureaucratic administration of India was in the hands of individuals steeped in myths of noble Romans civilizing barbarian hordes. So called “all-rounders” educated in the Classics, such as the Viceroy Lord Curzon, wrote of “the living influence of the empire of Rome” on the Indian subcontinent.[15] Sir James Stephen spoke boastfully at Eaton of the Indian empire being even “more populous, more amazing, and more beneficent” than that of Rome.[16] Indian Civil Service candidates in the mid-nineteenth century were required to be tested in a manner “not less severe than those examinations by which the highest classical distinctions are awarded at Oxford and Cambridge.”[17] For this reason, a grounding in the study of classical antiquity was held in common by most administrators. Proficiency in English language and literature was worth 1500 marks, Math 1000 marks, and Greek and Latin 750 marks each; Sanskirt and Arabic, though utile languages in India, were only worth 375 marks each, later raised to 500. The Royal Titles Act of 1876 established Victoria as “Regina et Imperatrix” over India, cementing the strange bond between the titles of ancient Roman despotism and those of British power over the Subcontinent.[18] For all of the crassly propagandistic abuses of Roman history at the hands of her Fascist enemies, Britain too thus had many sons and daughters who were willing to avoid the psychic repercussions of their aggressive imperial actions against other nations by imagining themselves clad in togas.

 

On the eve of the sobering horrors of the First World War and directly following that struggle, British scholars began to examine Roman history in an increasingly cynical and wry manner. Artists like Rudyard Kipling, Wilfred Owen, and Robert Graves began to challenge the supposedly glorious images of Roman legions triumphing over savages, age-old motifs immortalized in the poetry of Horace, Martial, and other ancient masters. For example, Kipling’s poem “A Pict Song” begins:

“Rome never looks where she treads, always her heavy hooves fall on our stomachs, our hearts, or our heads; and Rome never heeds when we bawl. Her sentries pass on—that is all, and we gather behind them in hordes, and plot to reconquer the Wall, with only our tongues for our swords.”[19]

Now, for the first time, the authorial voice identifies himself with the victims of imperialism rather than its agents. By the same token, Wilfred Owen famously challenged Horace’s claim that it was dulce et decorum est pro patria mori, calling it “the old lie” in a poem written between 1917 and 1918. By the time that Graves published I, Claudius in 1934, romantic images of the imperial household were completely set aside, and the rulers of Rome were portrayed as prototypes of the corrupt, fascist leaders of the era before World War Two. In The Roman Revolution, the great classicist Ronald Syme wrote: “When a party has triumphed in violence and seized control of the State, it would be plain folly to regard the new government as a collection of amiable and virtuous characters. Revolution demands and produces sterner characters.”[20]

Nevertheless, for all this increasing awareness of the imperfection of ancient Roman government, the civilization somehow retained its attractive luster for decades following the Second World War. In the words of Churchill, a Roman “would have the same sense (as an Englishman) of belonging to a society which was threatened, and to an imperial rule which had passed its prime. He would have the same gathering fears of some sudden onslaught by barbarian forces…”[21] In victory or defeat, Roman precedents provided poignant counterpoints to the English experience.

Augustan Rome and the Origins of Italian Fascism

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Rome is our point of departure and our point of reference: it is our symbol, or if you will, our myth.”[22] (Benito Mussolini)

In 1932, an American professor of Classics by the name of Kenneth Scott wrote rather effusively in the “Journal of the Classical Association of the Middle West and South” comparing Mussolini to Augustus:

“It is an interesting coincidence that Italy’s premier is a journalist, a master of language, in speech or written word, a dramatist, a man who in spite of manifold duties can find time to write an autobiography and memoirs of his experiences in the World War. He is carrying on a tradition not only of Augustus, but of such emperors with literary talent as Claudius, Nero, Hadrian, or Marcus Aurelius and Julian.”[23] Mussolini also said: ‘Italy has had enough of liberty for a while. What it needs now is law. The people want peace, work, bread, roads, and water.’”[24]

Before the catastrophes of the Second World War forever disgraced the memory of the Fascist movement, an understanding of the phenomenon as a classicizing manifestation of hyper-nationalism seemed to many observers a viable, even vibrant alternative to the threat of popular communist revolution. In his creation of an ultra-patriotic state fuelled by propaganda, Benito Mussolini and his crew mined Roman history for all it was worth to associate the glory of their regime with the triumphs of their nation’s ancient culture. Symbols of Roman authority abounded in the nascent movement: the ceremonial rods and axes called fasces which gave the movement its name, the stiff-armed Roman salute, colorful imperial standards, and eagles with outstretched wings. Appeals to Romanitas, the “quality of being like a Roman,” were key to the nationalist agenda, the necessity of providing “peace, work, bread, roads, and water” calling to mind the achievements of the ancient Caesars.[25] The potential allure of liberalism and Marxism were dramatically overpowered by the state’s ability to command the people’s fanatical loyalties. Fascism was designed to bring about a permanent change in the European imagination, ascribing value to individual life only insofar as it was committed to service and obedience to the state. Tellingly, the fact that ancient Rome ultimately eviscerated itself with civil wars and over-expansion had no place in Mussolini’s appeals to the past.

The so-called First Party Congress held in Rome in 1921 helped to cement the popularity of Fascism as a movement calling for efficiency and militarism as an antidote to the creeping contagion of Bolshevism.[26] By 1922, Il Duce already had enough support among the hoi polloi to march upon Rome, self-consciously following in the footsteps of demagogues such as Sulla and Caesar before him. In the wake of the increasing spread of Fascist doctrine, the abstraction characteristic of Italian futurism in the arts was largely set aside for a return to classicizing motifs. Between 1922 and 1943, the fasces began to be imprinted on posters, bass reliefs, and military paraphernalia, symbolic of collective force; at the same time, statues of eagles, Roman-style military parades, and legionary insignia and standards were all resurrected to cement the power of the nascent state in the hearts of the Italian people, who were longing for greatness again. The spiritual renovation of the state was thus physically expressed through seemingly endless repetition of core motifs; indeed, some have suggested that Roman imagery was aggressively recycled in order to create a sort of brand or logo for the state, inspired by techniques of early twentieth century advertising.[27] It is important to remember that the early movement was not grounded in anti-Semitism; Margherita Sarfatti, an early influence on Fascism, was in fact of Jewish descent, though by 1938, anti-Jewish feeling had begun to taint the ideology. Before this, however, Italian Fascism seemed to many like a process of aestheticizing politics, slapping a classicizing Roman varnish on hyper-patriotism and fanatical commitment to a dictatorial figure.

Comparisons between Mussolini and Augustus were especially prominent. Both men had come to power after a period of civil disorder, and both stood at the center of a revolutionary autocracy built on the embers of what had once been a Republic.[28] Panegyrics by Giuseppe Bottai (the Governor of Rome from 1935-1937) and numerous works by E Balbo repeatedly emphasized similarities between Mussolini and Augustus, even drawing parallels between the first Roman emperor’s Iberian campaigns and the Duce’s support of Franco.[29] Mussolini himself hosted a major exhibition called the Mostra Augustea della Romanita on the 2000th anniversary of Augustus’ birthday, with Giulio Quirino Giglioli appointed to serve as the general director the exhibition.[30] Opened in 1938, an indoor fairground highlighted the historical developments that look place in Augustus’ lifetime, with a second and third series of antechambers devoted to the topics of “architecture and engineering” and “religion and society,” respectively. Meant as a sort of interactive museum, the halls of the exhibition highlighted models, maps, and artifacts charting the growth of the Roman Empire, but tellingly contained virtually nothing extolling the achievements of Senatorial rule or Republican virtue—some particular facets of Roman history were now politically incorrect. In the central room of the exhibit, eerily anticipating Andy Warhol’s portraits of Marilyn Monroe in later history, sixteen portraits of Augustus were displayed in repetitive rows, with posters of the monuments of his age set alongside more recent constructions sponsored by Mussolini himself. The exhibition was meant to serve as a great rhetorical exercise in hyperbole, explicitly uniting Fascism and Roman Imperialism as a single, glorious tradition. Hitler enjoyed the exhibition so thoroughly when he came to visit Rome in May of 1938 that he even arranged for a return visit to study the displays in greater detail before the end of his trip.[31]

Until the eighteenth century, readers who were only familiar with Rome through their knowledge of the Classics often found that the city of their imaginations looked very different from the heaps of toppled columns that they actually found there.[32] Spending millions of modern dollars, Mussolini set out to revive the glory of the city’s ruins, often setting up enormous maps beside the renovations portraying the High Roman Empire on one side and the modern Italian Empire on the other. In the classicizing Hall of the Horatii and Curiatii, Mussolini delivered a telling speech on the occasion of the appointment of Filippo Cremonesi as governor of the city in 1925. He said:

“My ideas are clear, my orders are exact, and certain to become concrete reality. Within five years Rome must strike all the nations of the world as a source of wonder: huge, well organized, powerful, as it was at the time of the Augustan Empire. You will continue to free the trunk of the great oak from everything that still clutters it. You will create spaces around the Theater of Marcellus, the Capitol, the Pantheon…Within five years the mass of the Pantheon must be visible from the Piazza Colonna through a large space…The milleniary monuments of our history must loom larger in requisite isolation.”[33]

Within less than a decade, this vision of resurrecting the Augustan metropolis indeed became concrete reality. Begun in 1931, the Via dell’ Impero, now the Via dei Fori Imperiali, became the artery connecting the Piazza Venezia (site of Mussoloni’s office, the Sala del Mappamondo and the very hub of Fascist Italy) with the ruins of the imperial forums of ancient Rome.[34] The Ara Pacis, an Augustan altar dedicated to the peace brought about by the stability of his regime, was reassembled in 1938 and inaugurated on the 23rd of September, Augustus’ birthday. Finally, an entire suburb dubbed L’Esposizione Universale di Roma (EUR) was constructed in 1937, its architecture Fascist and bombastic to the core, including a giant rhombus dubbed “The Square Coliseum” and a museum of Roman civilization in the city-center famous to this day.

Ultimately, this glorification of Augustan Rome was also manipulated to validate Mussolini’s programs of imperial aggression just as it had been harnessed to justify the loss of civil and political liberties in the name of peace and order. Speaking of the Italian Empire, Mussolini once ominously averred: “We can give value to two regions (Tripoli and the Cirenaica) which once were owned by Rome and which must grow to the greatness of their past.” Aggressive moves in the Aegean and North Africa were described as glorious re-conquests of regions that had once belonged to Rome, with Mussolini delivering them from generations of waste and misrule.[35] In 1937, emblematic of this trend, the film Scipione l’ Africano portrayed the ancient Carthaginian Empire as a corrupt regime ruled by what can only be described as loathsome Semitic stereotypes saved from themselves by Scipio’s victory in the Hannibalic War; it was awarded the so-called Duce Cup at the Venice film festival and declared a masterpiece.[36] Until the invasion of Ethiopia in 1935, all this posturing was seen as par for the course when it came to the justification of foreign imperialism, and even bears some similarity to the interpretations of Roman history voiced by the classically trained administrators of British India. Indeed, before the mid 1930s, Mussolini and his classically inspired movement seem to have been viewed as something inspirational to the nations that would go on to topple him; Roosevelt was often compared favorably to Mussolini in the implementation of his New Deal, for example.[37] But when on the 9th of May, 1936, a second Roman Empire was proclaimed following the fall of Ethiopia, the stark realities of the fruits of autocracy began to chip away at their attractive, classicizing veneer.[38]

Nazi Racial Ideology and the Rise and Fall of Rome

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“In the historical department the study of ancient history should not be omitted. Roman history, along general lines, is and will remain the best teacher, not only for our own time but also for the future. And the ideal of Hellenic culture should be preserved for us in all its marvelous beauty. The differences between the various peoples should not prevent us from recognizing the community of race which unites them on a higher plane. The conflict of our times is one that is being waged around great objectives. A civilization is fighting for its existence. It is a civilization that is the product of thousands of years of historical development, and the Greek as well as the German forms part of it.”[39](Adolf Hitler)

Just as educated Britons waxed lyrically on the Roman antecedents to their Empire and Italians spoke with pride on the fruits of ancient Italian nationalism, Hitler and other German thinkers like him perceived Romanitas through their own particular political prism, obsessing about the racial continuity between themselves and ancient ancestors who ironically lived in an era before the concept of race had even come into full existence. The fact that the ancient Romans deemed the Germans barbarians was moot—that both civilizations shared a Caucasian identity was deemed more significant. Before the Second World War, the Germans even expressed admiration for the British Empire as a remarkable achievement proving the ingenuity and superiority of the white race over all others. In 1930, Hitler upbraided Otto Strasser for suggesting that the Nazis should provide aid to the burgeoning Indian independence movement, declaring that the Nordic British had a right to rule in the Subcontinent—“The interest of Germany demands cooperation with England since it is a question of establishing a Nordic-Germanic America, over the world.”[40] In the eyes of the crazed German leader, even matters of real politick were paltry concerns beside weightier matters of racial ideology.

Alfred Rosenberg and Hitler shared the belief that the course of ancient history revealed that Greece and Rome were the direct forbearers of contemporary Nordic civilization, with “Nordic” implying a “Caucasian” identity rather than a “Negroid” or “Mongoloid” one. The cultural achievements of antiquity were interpreted as the inevitable fruits of racial superiority unabashedly expressed over barbarian peoples. The story of the rise and fall of Rome was thus manipulated to justify the Fuhrer’s pseudo-scientific notions of race. The Romans were deemed “die Erstgeborenen der arischen Voelker,” a community of Nordic peasant farmers (Bauernstaat) that came to dominate the racially inferior people surrounding them.[41] In his writings, Hitler declared Italy “the original home of the concept of the state” and expressed awe for the rapid rise of Rome, employing ancient imagery such as eagles, fasces, straight-armed salutes, and legionary standards in his propaganda just as his neighbor to the South did.[42] Hitler found a source of inspiration in the order and militarism of ancient Rome, and a model for Berlin as a world capital.[43] In large part, with the exception of his memorable addition of the swastika to the canon of symbols, the imagery of German fascism was in large part deeply grounded in the classicizing tendencies of its Italian counterpart.[44] In his mind’s eye, Hitler seems to have envisioned himself as a sort of latter day Roman emperor, and he hungered to create a capital worthy of his imperial ambitions. Albert Speer recounts that Hitler saw himself above all else as a great artist, plotting to create a giant metropolis called Germania to be visually modeled on ancient Rome.[45] The imaginary city would have boasted a triumphal arch dwarfing Napoleon’s efforts in Paris and a Volkshalle on the model of the Augustan Pantheon that could have housed the entire Vatican within its walls. The structure was planned to be sixteen times the volume of St. Peter’s Basilica.

How was the Nazi government to account for the fall of the Roman Empire, which was of course precipitated by the direct ancestors of the German people? In the words of Mussolini, “thirty centuries of history allow us to look with supreme pity on certain doctrines which are preached beyond the Alps by the descendants of those who were illiterate when Rome had Caesar, Virgil, and Augustus.”[46] In the eyes of Rosenberg, and Hitler like him, the emperor Caracalla’s granting of full citizenship to all the citizens of the Empire muddied the civilization’s racial waters, and ultimately, a Jewish cult conquered the state like a form of ancient Bolshevism before virtuous German tribes to the North re-invigorated Europe with their pure Aryan blood and set the stage for the achievements of modern history; the same echoes of the idea of an Aryan-Roman super-race can be found in the work of Italian Julius Evola, a formative influence on Mussolini. The narrative of the rise and fall of Rome was thus directly perverted to express contemporary Fascist beliefs about race, nationalism, and imperial force. Still, the discontinuity between a vision of an “Aryan Rome” and the reality of warfare between ancient Romans and Germans, to say nothing of the specific association of Romanitas with Mussolini’s Italy, meant that Rome alone would not suffice as a model for ancient valor. At the same time, certain influential historians were less than impressed by the achievements of Roman culture, interpreting it largely as a cautionary example; Oswald Spengler, for example, identified “Caesarism” as a symptom of cultural decline and underrated Roman military achievements after the Second Punic War. Heinrich Himmler, chief and police and minister of the interior, was admittedly more interested in occultism than Classics and attempted to mythologize the ancient, pre-urban German tribes.[47]

Yet as Helmut Berve wrote: “We are not Romans, and the world around us is different from the Mediterranean world. Nevertheless we can learn endless lessons from Roman history.”[48] Hitler was so thoroughly seduced by the idea of Imperial Rome that as late as 1941, he declared to Himmler that “the Roman Empire never had its like. To have succeeded in completely dominating all neighboring peoples! And no empire has spread so uniform a civilization as Rome did.”[49]

The fact that a bizarre racially charged interpretation of Roman history became so prominent in Germany speaks to the tragic rapidity with which Nazi ideology had taken hold of the contemporary imagination. For generations, Germany had been Europe’s leading center of Classical scholarship, producing works of timeless value and priceless insights. This was the country where Theodor Mommsen pioneered the very art of modern historiography as he systematically and objectively explored the intricacies of the Roman past.[50] Barthold Georg Niebuhr too was a trailblazer, one of the first to differentiate between the value of primary and secondary sources in historical research; for years, Leopold Ranke had his bust in his study, and Grote, Toynbee, and Arnold all paid homage to his legacy.[51] Toward the end of the nineteenth century, Karl Bücher’s Die Entstehung der Volkswirtschaft became one of the most important books in the study of economic history thanks to its detailed attention to the nuances of the ancient, medieval, and modern markets; later, Ed Meyer’s critique of his work added a still more nuanced understanding of the sophistication and complexity of ancient civilization. It became clear that inflation, civil war, and barbarian invasions by Germanic tribes caused the fall of Rome. All of this scholarship, however, paled before the racially charged myth of the rise and fall of the Roman Empire, and a country whose intelligentsia once boasted the most scientific approach to the study of the ancient past completely lost its bearings and succumbed to the allure of fairy tales. Non-German historians such as Numa Fustel de Coulanges attempted to redress the balance, writing the History of the Political Institutions of Ancient France in which he challenged the notion that ancient Germans had introduced political innovations to a “racially stalling” nation.[52] Tragically, however, the works of individuals like Joseph Vogt became much more common. His “Population Decline in the Roman Empire” (1935) and “Race Mixing in the Roman Empire” (1936) repeated the original theory of Arthur de Gobineau that racial mixing was responsible for the decline of Rome as an established fact. Those whose vision of antiquity was grounded in a search for truth rather than political expedience promptly found no place for themselves in the German university system.

Quo Vadis, Romanitas?

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“Yours is the first barbarian army in history to have taken Rome from the South.” (An anonymous Roman, said to the Allied commander in June 1944.)[53]

 

Since the fall of the Roman Empire, Romanitas and the Latin language became cultural touchstones held in common by all educated citizens—in a sense, from Russians calling themselves czars to Victoria being crowned imperatrix, the course of the continent’s history can be described as a long series of interpretations and reinterpretations of the meaning of a classical past held in common by all Europeans. For the French in the late eighteenth century, “Rome” was a byword for Republican freedom; for Italy on the verge of the Second World War, it symbolized devotion to a dictatorial ideal. The breadth and diversity of Roman history armed every historical epoch, whatever its nature, with a rich array of symbols upon which to draw. So long as European education was grounded in the study of the Greek and Roman past, the Greek and Roman past continued to shape the youthful minds of students imagining themselves as ancient heroes. On the eve of World War Two, never did “Rome” become associated with “wickedness,” because all parties in the struggle were imperial, and all identified with the same ancient past.

 

Thus, seldom did the British draw unfavorable comparisons between Roman aggression and the actions of Mussolini; rarely did Italians dwell on reasons for Rome’s decline; never did the Germans accept responsibility as one of the forces that precipitated that collapse. Instead, we have seen that allusions to Roman history were almost universally employed to imbue contemporary beliefs about race, politics, and imperial conquest with an air of authenticity, with each fresh reinterpretation of the past serving to virtually supplant the true facts of the city’s rise and fall in the popular imagination.[54] Ultimately, much the same can be said of the collective European enthrallment with the imagery of Roman history as Frank M. Turner once wrote about the meaning of allusions to ancient Greek culture to the Victorian mind, which transferred a “moral outlook…to the ancient past and then, in accordance with their humanist aims, upheld that past as a source of wisdom for current ethical and cultural conduct.”[55] In this case, however, it must unfortunately be admitted that the aims of many of the men who appealed to the shadow of the Roman past were far from “humanist,” whether in the form of the British attempting to justify their Empire, Italians their hyper-nationalism, or Germans their xenophobia. Greek history once supplied an inexhaustible source of erudite, artistic references; Roman history, by contrast, came to serve as an inexhaustible trove of symbols able to be mass marketed for purposes of propaganda and pseudo-science.

[1] “Address of the President on the Fall of Rome,” June 5, 1944, 8:30 pm, E.W.T. Radio Broadcast, accessed at http://www.mhric.org/fdr/fdr.html.

[2] Winston Churchill, The Birth of Britain, His: A History of the English-Speaking Peoples (London,: Cassell, 1956).

[3] S. J. Bastomsky, “Rich and Poor: The Great Divide in Ancient Rome and Victorian England,” Greece & Rome 37, no. 1 (1990).

[4] Churchill, The Birth of Britain.

[5] Cyril Norwood and Arthur H. Hope, The Higher Education of Boys in England (London,: J. Murray, 1909). Pp. 343.

[6] Ibid. Pp. 344.

[7] Turner, The Greek Heritage in Victorian Britain. Pp. 2.

[8] Raymond F. Betts, “The Allusion to Rome in British Imperialist Thought of the Late Nineteenth and Early Twentieth Centuries,” Victorian Studies 15, no. 2 (1971). Pp. 150.

[9] Ibid. Pp. 151

[10] Evelyn Baring Cromer, Ancient and Modern Imperialism (London,: J. Murray, 1910).

[11] Charles Prestwood Lucas, Cambridge University Library., and Adam Matthew Digital (Firm), “Class, Colour and Race.” (Marlborough, England: Adam Matthew Digital, 2007), http://www.empire.amdigital.co.uk/contents/document-detail.aspx?sectionid=654.

[12] Richard Faber, The Vision and the Need: Late Victorian Imperialist Aims (London: Faber, 1966). Pp. 25.

[13] Betts, “The Allusion to Rome in British Imperialist Thought of the Late Nineteenth and Early Twentieth Centuries.” Pp. 154.

[14] John Robert Seeley, The Expansion of England : Two Courses of Lectures (London: Macmillan, 1883).

[15] Betts, “The Allusion to Rome in British Imperialist Thought of the Late Nineteenth and Early Twentieth Centuries.” Pp. 151-152.

[16] Ibid. Pp. 155.

[17] Catharine Edwards, Roman Presences : Receptions of Rome in European Culture, 1789-1945 (Cambridge, U.K. ; New York, N.Y.: Cambridge University Press, 1999). Pp. 93-94.

[18] Betts, “The Allusion to Rome in British Imperialist Thought of the Late Nineteenth and Early Twentieth Centuries.” Pp. 149.

[19] Rudyard Kipling, Puck of Pook’s Hill, Writings in Prose and Verse of Rudyard Kipling (New York Charles Scribner’s Sons, 1906.).

[20] See the final chapter of Ronald Syme, The Roman Revolution (Oxford: Clarendon Press, 1939).

[21] Churchill, The Birth of Britain.

[22] Edwards, Roman Presences : Receptions of Rome in European Culture, 1789-1945. Pp. 205

[23] Kenneth Scott, “Mussolini and the Roman Empire,” The Classical Journal 27, no. 9 (1932). Pp. 656.

[24] Ibid.

[25] Edwards, Roman Presences : Receptions of Rome in European Culture, 1789-1945. Pp. 189.

[26] Emilio Gentile, The Origins of Fascist Ideology 1918-1925 (New York: Enigma, 2005). Pp. 158-159.

[27] See Steven Heller, Iron Fists : Branding the 20th-Century Totalitarian State (London ; New York: Phaidon Press, 2008).

[28] See Paul Zanker, The Power of Images in the Age of Augustus, Jerome Lectures (Ann Arbor: University of Michigan Press, 1988).

[29] Alexander Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity, Monographs on the Fine Arts (University Park: Published for College Art Association by the Pennsylvania State University Press, 1990). Page 10.

[30] Lewine, Annie Esmé (2008) “Ancient Rome in Modern Italy: Mussolini’s Manipulation of Roman History in the Mostra Augustea della Romanitá,” Studies in Mediterranean Antiquity and Classics: Vol. 2: Iss. 1, Article 5. Available at: http://digitalcommons.macalester.edu/classicsjournal/vol2/iss1/5

[31] Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity. Pp. 28.

[32] Berland, “Review: A City Endlessly Rewritten: Some Versions and Appropriations of Rome in the Long Eighteenth Century.” Pp. 288.

[33] Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity. Page 9.

[34] Nelis, Jan, “Constructing Fascist Identity: Benito Mussolini and the Myth of Romanitá,” Classical World 100.4 (2007). Pp. 408.

[35] Edwards, Roman Presences : Receptions of Rome in European Culture, 1789-1945. Pp. 290.

[36] Ibid. Pp. 209

[37] Wolfgang Schivelbusch, Three New Deals : Reflections on Roosevelt’s America, Mussolini’s Italy, and Hitler’s Germany, 1933-1939, 1st ed. (New York: Metropolitan Books, 2006). Pp. 21-22.

[38] Henry Ashby Turner, Reappraisals of Fascism, Modern Scholarship on European History (New York: New Viewpoints, 1975). Pp. 73.

[39] See Adolf Hitler, Alvin Saunders Johnson, and John Chamberlain, Mein Kampf, Complete and Unabridged, Fully Annotated (New York,: Reynal & Hitchcock, 1940). Chapter 2, Volume 2.

[40] Milan Hauner, India in Axis Strategy : Germany, Japan and Indian Nationalists in the Second World War, 1. Aufl. ed., Veröffentlichungen Des Deutschen Historischen Instituts London = Publications of the German Historical Institute London (Stuttgart: Klett-Cotta, 1981). Pp. 25.

[41] Ibid. Pp. 20-21.

[42] Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity. Pp. 14.

[43] Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity. Page 2.

[44] Heller, Iron Fists : Branding the 20th-Century Totalitarian State.

[45] Albert Speer, Inside the Third Reich: Memoirs (New York: Macmillan, 1970). See the chapters Our Empire Style and The Globe.

[46] Institute of Jewish Affairs. and Boris Shub, Hitler’s Ten-Year War on the Jews (New York,: Institute of Jewish Affairs of the American Jewish Congress, World Jewish congress, 1943). Pp. 283.

[47] Christopher Hale, Himmler’s Crusade : The Nazi Expedition to Find the Origins of the Aryan Race (Hoboken, New Jersey: John Wiley & Sons, 2003). Pp. 87.

[48] For this quote, see the introduction to Scobie, Hitler’s State Architecture : The Impact of Classical Antiquity.

[49] Edwards, Roman Presences : Receptions of Rome in European Culture, 1789-1945. Pp. 225.

[50] Betts, “The Allusion to Rome in British Imperialist Thought of the Late Nineteenth and Early Twentieth Centuries.” Pp. 151.

[51] For a summary of early twentieth century historiography on Roman history, see Gilbert Highet, The Classical Tradition; Greek and Roman Influences on Western Literature, A Galaxy Book, (New York,: Oxford University Press, 1957). Pp. 472-479.

[52] See Coulanges Fustel de and Camille Jullian, Histoire Des Institutions Politiques De L’ancienne France, 6 vols. (Paris,: Hachette et cie, 1888).

[53] Wiseman, T. P. (1992) ‘Of grammar and grandeur’, TLS (May 29). Pp. 11- 12.

[54] Kevin Berland, “Review: A City Endlessly Rewritten: Some Versions and Appropriations of Rome in the Long Eighteenth Century,” Eighteenth-Century Studies 34, no. 2 (2001). Pp. 288.

[55] Frank M. Turner, The Greek Heritage in Victorian Britain (New Haven, Conn.: Yale University Press, 1981). Pp. 51.

Fuck You, Scarlett O’Hara: Gone With the Wind’s “Prissy” Revisited

Just over three quarters of a century ago, Gone With the Wind had its premiere in Atlanta. Most industry experts were confident that the movie would flop. After all, it was a four hour long color film in an era of black and white flicks that were usually less than half its length; it was a narrative about the journey of a flawed female protagonist in a medium usually privileging the stories of heroic men; it was a war film without a single battle scene; it was hampered by the firing of the original director and cameraman and incessant conflicts between producer David O Selznick and his crew; it was one of the most expensive movies ever made; and it had spiraled dramatically over-budget. “I’m just glad it’ll be Clark Gable who’s falling on his face and not Gary Cooper,” said Gary Cooper with a singular lack of prescience. Of course, Gone With the Wind proved to be the most successful film of all time in the United States despite the relatively low cost of tickets when it was first released and its incredible running length (“hard on one’s ass,” quipped Vivien Leigh). In fact, it became perhaps the most widely seen film around the entire world over the course of the twentieth century. Rhett and Scarlett have been immortalized in global discourse as archetypical tragic lovers no less iconic or recognizable than many of their Shakespearean antecedents. “Selznick’s Folly” proved to be a canonical text in the history of world film, and the story of its making emblematic of the entire history of Golden-Age Hollywood.

While academic and critical circles tend to regard Gone With the Wind as a great achievement in spectacular entertainment rather than exceptional film art per se, I think a strong argument can be made that in the eyes of history, it should be seen as one of the most important aesthetic achievements of the twentieth century: a film that literally invented the role of production designer, pioneered the finest color cinematography of the first half of the twentieth century, challenged the boundaries of censorship, set the upper time limit and two act structure for a host of subsequent epics, and included some of the finest music and costumes ever featured on screen, all the while faithfully interpreting a Pulitzer Prize winning story grounded in strong undercurrents of feminism, to say nothing of touching the lives of untold millions of people with its message of survival in the face of adversity. Vivien Leigh’s Scarlett is, in my book, the most impressive performance I have ever seen by an actor, male or female; the entire success of the film rests on her shoulders, since she is in 95% of the scenes for the entire four hour duration (why Cameron Crowe thinks that Gable is the one who does the “heavy lifting” acting-wise in the picture is beyond me.) Gone With the Wind’s perennial appeal and craftsmanship are so powerful that today, it is virtually the only popularly respected monument to the ghosts of a dead civilization, men and women who deserve to be mourned as human beings even if their culture and what it did to them does not. In short, it’s a true American epic set against the backdrop of the most dramatic moment in our national history.

But these days, the movie is in need of some rehabilitation. Its very popularity and political incorrectness have blinded many mainstream critics to its artistry (though there are exceptions to the rule, like Molly Haskell, who takes the film seriously). Paul Thomas Anderson even recently boasted about never having seen it, nor having any interest in doing so. Spike Lee criticized George Clooney for celebrating Hattie McDaniel’s achievement when he won his Oscar (luckily, no one criticized Mo’Nique for doing so when she also gave McDaniel a shout-out.) The Oscars are beginning to highlight The Wizard of Oz every year instead of acknowledging the true winner of 1939’s race, the most competitive in the history of the awards. Too long and “popular” for inclusion on academic curricula and tainted with a legacy of alleged racism to boot, the film’s continuing popularity belies the fact that it is becoming somewhat taboo among the self-appointed judges and preservers of art history, and fading from the forefront of the popular consciousness as a living document. This is a great shame, however. The piece casts a long shadow, and it deserves to be understood and discussed in all its complexity, not the least because it shaped popular attitudes for so long.

This will be the first in a series of articles reexamining the film. We’ll begin with its most controversial aspect: the performance of Butterfly McQueen. (The title of this article refers to the moment at 3:16 in the appended clip.)

***

Malcolm X was not a fan of Prissy in Gone With the Wind. “When Butterfly McQueen went into her act,” he wrote, “I felt like crawling under the rug.” He wasn’t alone in his disapproval of the ditsy slave girl who sweeps through the climax of the first act of the film with no less force than the whirlwind evoked in the stanza of Ernest Dowson’s poetry appropriated by Margaret Mitchell for the title of her book. In an article written in celebration of Gone With the Wind’s 75th anniversary, for example, a first-time viewer recently described the role as “horrifying,” suggesting that McQueen is nothing but a “dim-witted girl who exemplifies every negative racial stereotype.”[1] But is the role really so horrendous? Roger Ebert, for example, called her “subversive.” I concur that there’s much more going on with Prissy than meets the eye. On close inspection, the character isn’t just subversive, but openly rebellious. However, as a slave at the mercy of others, she masks her aggression behind a false veneer of passivity and helplessness impenetrable enough to escape the notice of her oppressors, but also movie-goers too horrified by appearances to take a closer look at her. Yet if my reading of one pivotal scene in the film is correct, Butterfly McQueen may have even one-upped and preempted Clark Gable’s infamous “Frankly my dear, I don’t give a damn” by mouthing “fuck you” to Scarlett O’Hara before explicitly singing about her hope for liberation from slavery.

Gone With the Wind’s racial politics are dizzyingly dated, no doubt. The opening intertitles literally dub the days of slavery “a dream remembered,” the florid prose inducing Margaret Mitchell herself to roll her eyes during the premiere.  Films like 12 Years a Slave remind us of the horrors of the so-called peculiar institution, whose existence was a disgrace to the ideals of American history. And yet, Gone With the Wind endures as a cultural phenomenon because the problematic racial issues, while present, do not form the underpinning of the narrative as, for example, in The Birth of a Nation, whose plot gets completely derailed in the second half of the drama by an obsessive promulgation of a message of hatred. For all of its political incorrectness, Gone With the Wind remains relatively popular in modern America while older plantation-bound favorites like Song of the South have fallen to the wayside. The latest anniversary of the movie was met by the creation of a new sequel, an umpteenth box set, theatrical revivals, and several articles online and in magazines. Of course, in most cases, critics are careful to qualify their praise of the dinosaur with trigger warnings about its naïve depictions of race relations. To his credit, Selznick eliminated references to the KKK and excised the n-word from the script (he’d entertained having the black characters say it to each other for “historical accuracy” and comedic value.) Nevertheless, slavery is portrayed as largely benign; the Yankees bring hardship rather than liberation; the former slaves are manipulated by the carpetbaggers during Reconstruction; Mammy doesn’t even have a first name. And worst of all, purportedly, is Prissy, described by Rhett as a “simple minded darky.”

Gone With the Wind is a film of the 1930s, and to a large extent it deals in a naive racist shorthand when presenting its black characters. As a white commentator, I don’t want to underrate the importance of the visceral negative reactions of many viewers of color to aspects of McQueen’s performance that they see as demeaning. I don’t know what it means to watch Gone With the Wind grounded in the lived experience of an African American still suffering from the repercussions of the era romanticized in the film. Gone With the Wind is not a masterpiece due to its insights into the nature of the experience of slavery by a long shot, any more than The Merchant of Venice is a great play thanks to its understanding of Judaism. But in this article, I do want to suggest that the filmmakers portray race relationships in a way that is more nuanced than it may first appear, and that the contributions of the African American actors to the richness and complexity of the final narrative should not be underestimated. Working from a script written at the height of the Jim Crow era just 75 years after the abolition of slavery itself, they nonetheless crafted three dimensional characters that were actually quite pioneering in their complexity by the standards of 1939. This idea is usually grudgingly acknowledged in the case of Hattie McDaniel’s Academy Award winning turn as Mammy, though a writer at Time recently called her work “infantilized” and worthy of inspiring “cringing.”[2] McDaniel’s character displays a remarkable combination of wisdom, understanding, compassion, shrewdness, and even, sometimes, repressed rage; she speaks bitterly and angrily more than once, and there is an undeniable aggressiveness brewing just below the surface at many times during the movie. Her performance weeping her way up the stairs after the death of Bonnie probably clinched the Oscar for her; it’s one of the most extraordinary long takes I’ve ever seen. Her love for the child and pain at her death are excruciatingly palpable. Bodily fluids ooze from her face. It is a totally uninhibited, raw moment.

But what about Butterfly McQueen as Prissy? Is she really such a disgraceful character? To many, she seems a mere stereotype employed for comic relief. But I think that to insist upon this reading of the character is to underestimate McQueen’s talents as an actress. To begin with, believe it or not, McQueen used her real voice in the film. She wasn’t affecting that unforgettably distinctive tone halfway between Walt Disney’s Snow White and Minnie Mouse. Of course, one could argue that she was cast because her ultra-high pitched voice inherently spoke to offensive stereotypes, but did it really? I’ve heard of stereotypes about slaves speaking in an exaggerated dialect before, but never stereotypes of slaves speaking as if they’d just inhaled helium. She was chosen because her voice was extremely unique and in fact the very opposite of stereotypical. No one in the world sounded like her, and Selznick believed that her voice and comedic talent would make the role memorable. It wasn’t easy to get a part in a movie in 1939 as a black woman in Hollywood, let alone one who sounded like Butterfly McQueen in a world too quick to judge individuals with high sounding voices as being infantilized. But she took her opportunity and rolled with it. Perhaps she thought of Hattie McDaniel’s rejoinder to her critics that she’d rather play a maid than be one. At any rate, while McQueen’s voice is distracting and strange for many viewers, to assume that it in itself denotes stupidity in the character is to make a mistake.  Referencing her choices as an actress, McQueen later said, “I didn’t mind being funny, but I didn’t like being stupid.” In fact, Prissy is far from a simpleton. She is actually very sly.

I interpret Prissy as a a rebellious character. She dislikes working as a slave, and so she puts on an act that empowers her to abrogate responsibility whenever she can. She lies to Scarlett and Doctor Meade about knowing how to deliver babies, nonchalantly endangering the life of her former owner’s wife for the mere reason that she feels like boasting. As Melanie struggles in childbirth in a life-or-death battle, Prissy shuffles about Atlanta “as slow as molasses in January,” taking her sweet time finding the doctor. She whines and cowers  when Scarlett upbraids her, but becomes calm quickly enough as soon as her mistress’ back is turned.  In fact, the more that Scarlett screams at her and threatens her, the more she whimpers and whines, but the slower she works. The character is almost lethally passive aggressive during a time of great crisis, speaking to a form of rebelliousness less satisfying to a modern perspective than the cathartic overt vengeance of Django Unchained, perhaps, but representing something altogether more realistic. As the future emperor Claudius discovered, playing the fool could sometimes have its benefits.

Consider the scene in the clip at the top of this article. As Scarlett fans the dying Melanie while they both wait for the doctor, she hears Prissy’s voice outside the window. The slave is moving as slowly as possible, and she is singing—not just any song, but “A Few More Days to Tote the Weary Load.” Could she possibly be referencing the impending ending of slavery, or is she too stupid to know the symbolic implications of the lyrics? When she encounters Scarlett, she begins her interaction in a surly manner, casually explaining that she couldn’t find the doctor and was too afraid to look for him. When Scarlett presses her, she begins to weep and whine. Scarlett leaves to find the doctor herself. She threatens “Don’t you be upsetting (Melanie), or I’ll whip the hide off you.” And then, there is this magical moment where Butterfly McQueen ad-libs a line that shows she knew exactly what she was doing with the character. Prissy straightens her back, stops sniffling so promptly it is clear that it was all an act, and proceeds to linger so long on the F of “a few more days for to tote the weary load” that it actually looks very much like she is saying “Fuck you” to Scarlett O’Hara. Unfortunately, the pivotal moment takes place just after the ending of the clip, above. But revisit the film for yourself and look for it. It’s there. Audiences often even gasp at it. In that elongated “F” is an entire history of pent up rage behind a passive aggressive veneer in which incompetence and “stupidity” can be used as weapons to avoid hard labor. I don’t think that this was the director’s contribution. I have a feeling that it was all Butterfly.

In his otherwise very cogent and engaging essay “On Plantation Politics” in Gone With the Wind, Wesley Morris suggests that “as Prissy, Butterfly McQueen is giving the same high-strung performance as Vivien Leigh. To see McQueen falling down and squawking is to think there really isn’t a huge difference between her dithering emotionalism and Scarlett’s, except that Prissy is written as a fool and Scarlett as a superhero.” There is so much wrong here that I don’t know where to begin. Prissy is clearly faking most of her theatricality; Scarlett is always completely serious, and much less over-the-top. Behind her melodramatic veneer, though, Prissy is actually a different person behind closed doors. Selznick evidently understood this about the character in a way that the original director George Cukor did not. According to McQueen, Selznick visited the set one day while Cukor was shooting a scene with Melanie in childbirth. Prissy is supposed to say, “Ma says that if you put a knife under the bed, it cuts the pain in two.” Cukor wanted her to say it hysterically. Selznick told her to cool it down and say it more calmly, perhaps to draw more of a contrast between Prissy as she normally is and Prissy when she is being passive aggressive. Cukor was furious. A few days later, he was fired. In the movie, McQueen says the line calmly. Selznick always got his way in the end. He admired McQueen, and gave her work in his subsequent epic Duel in the Sun. She plays the servant girl Vashti, a much kinder and sweeter character than Prissy, and altogether less interesting. Prissy is more diabolical and hilarious. Really, for all of the problematic baggage surrounding the performance, Butterfly McQueen steals the show in the most pivotal part of the biggest and most famous movie of all time. For better or worse, “I don’t know nothing about birthing babies” is one of the most famous lines in film history. It is usually associated in the popular imagination with incompetence. It should perhaps be associated with masked rebellion.

No discussion of Butterfly McQueen’s role in Gone With the Wind would be complete without a discussion of Scarlett’s slapping her in the face after her admission about lying. It’s a jarring moment—the heroine of the film is actually beating her slave. Gone With the Wind is often criticized for glossing over the horrors of servitude, but here, at least, is an indication that the threat of physical force is always just below the surface. Of course, Scarlett has been called “an equal opportunity slapper” who beats a whole host of other people over the course of the film, and McQueen joked that she herself would love to have slapped Prissy. But the moment is absolutely shocking to  modern audiences. I’m glad it was included. I think the audience is meant to feel a sense of callousness on the part of Scarlett that is in part reprehensible—she is not portrayed as a “superhero” in this instance.

There is a distinct disconnect between the world of the black characters and the white characters’ understanding of that world. Earlier in the film, Scarlett meets her former slaves conscripted by the Confederate army and greets them enthusiastically, but does not seem to notice that they are singing the hymn “Let My People Go.” Later, her father chastises her for behaving too brutally to Prissy and Mammy, urging her to be more gentle with “inferiors.” In the final act, while Mammy is hunched over in misery complaining about her aching back, Scarlett breaks into song, completely (and glaringly) heedless of her surrogate mother’s plight. And when Rhett leaves Georgia for England, he walks gruffly into Pork as he passes him in the hallway, aggressively bumping into him without apologizing. These microaggressions against the black characters are deliberate inclusions by the filmmakers suggestive of the dehumanizing nature of servitude in the South, or at least the obliviousness of white characters to the inner emotional landscape of their house workers. The experience of slavery is not explored very deeply in Gone With the Wind, but the thematic gulf between the complete self-involvedness of the white characters and the hurt silences and passive aggressive tactics of their black servants is certainly highlighted. All of the slaves run away from Tara except two. When Ashley complains that he “will not make money from the enforced labor and misery of others,” even Scarlett has to laugh at him. He assures her that they didn’t treat their slaves like that, and that he would have freed them all after his father died. Scarlett tactfully changes the subject.

For all of the discourse about the simpering stupidity of her character, Butterfly  McQueen was actually the most rebellious member of the cast. She refused to be literally slapped by Vivien Leigh during her climactic scene, even against the violent protests of Cukor; she said that she would scream loudly if the slap was simulated, but would take it completely silently if her face was touched. Her insistence was honored. Later, she also refused to eat watermelon on the porch of Tara. The filmmakers compromised, and she carves it in the background in the final cut of the scene (she later jokingly admitted that she regretted her obstinacy in this case; it might have been funny to spit out the seeds nonchalantly, she said, while the other characters were engaged in their melodramatics all around her). When Hattie McDaniel first auditioned for the role of Mammy, she actually visited Selznick’s office dressed like a slave, showing him that she was willing to embrace the part in all its facets, and was not ashamed of it in any way. Hattie McDaniel told Butterfly McQueen during the shooting of Gone With the Wind that she would never work in Hollywood again. “You complain too much,” she said.

***

[1]http://popwatch.ew.com/2014/12/18/gone-with-the-wind-75th-anniversary/

[2] http://time.com/10650/dont-applaud-jared-letos-transgender-mammy/

(One wonders if the author of the second article didn’t accidentally mistake the characters of Prissy and Mammy. Indeed, this confusion is all but confirmed by the correction at the bottom of the article which retracted the idea that Mammy was the one who delivered the famous line about birthing babies. The adjective “infantilized” is totally wrong to describe the part of Mammy; the idea that McDaniel’s no-nonsense and aged character is in any way immature seems bizarre.)